A questionnaire on dolls

A selection of dolls collected by Northcote Thomas in Agbede, present-day Edo State, Nigeria, in 1909. (Museum of Archaeology and Anthropology, University of Cambridge.)

According to the Encyclopedia of Children and Childhood, dolls are known in all cultures across the world and are one of the oldest and most widespread forms of toys. Given their ubiquity, dolls made the perfect subject for comparative study across different cultural groups. Despite this, anthropological studies of dolls are rare. The colonial anthropologist Northcote Thomas collected many examples of dolls during his 1909-10 anthropological survey of the Edo-speaking people of Nigeria. Thomas’s interest in dolls pre-dated his appointment as Government Anthropologist in West Africa.

In 1906, Thomas published a questionnaire on dolls in the anthropological journal Man. The use of questionnaires distributed to colonial administrators, missionaries and other travellers was a common anthropological practice of the late 19th and early 20th century. At this time, anthropologists relied on material collected by others to inform their research. Prior to his appointment as Government Anthropologist, Thomas had not personally undertaken fieldwork.

Page proofs of Northcote Thomas’s ‘Questionnaire on Dolls’, published in the journal Man in 1906. (Cambridge University Library.) (Click image to enlarge.)

The questionnaire shows that Thomas was interested in what defined a doll as a doll, as distinct from other representations of human figures. ‘A doll’, he writes, ‘is, properly speaking, a child’s plaything … But there are points of contact between them and (a) magical figurines, (b) idols, (c) votive offerings, and (d) costume figures’. It is clear from the questions that, even as ‘a child’s plaything’, dolls have quite remarkable properties. Many of the questions seek to interrogate in what ways dolls may be perceived to be alive, and treated as such. For instance, there are questions about feeding dolls, whether they suffer from illnesses, whether they have feelings and emotions. Do they sleep? Do they die? If so, are burial ceremonies performed?

Although Thomas was particularly interested in the use of dolls among ‘non-European peoples’, many of his queries draw upon an earlier questionnaire formulated by the American psychologist G. Stanley Hall, which was distributed to school children in the USA and Scotland. The findings of this and a subsequent study by A. Caswell Ellis were presented in an article entitled ‘A Study of Dolls’ published in 1896 in The Pedagogical Seminary. This is still regarded as a foundational work in ‘doll studies’. Thomas’s innovation was in extending this area of research into a cross-cultural, ethnographic context.

Unlike Hall and Ellis, however, it seems that Thomas did not complete his study or publish material gathered from the questionnaire. He did, however, present a preliminary paper on the subject of dolls at a meeting of the Royal Anthropological Institute on May 14th, 1907.

Top right: Note recording Northcote Thomas’s lecture on dolls presented to the Royal Anthropological Institute, May 14, 1907. Left: Letter from W. O. Oldman to Thomas following the lecture. Bottom right: Photograph of a Korean straw doll and Asante ‘twin doll’ enclosed with Oldman’s letter. (Cambridge University Library.) (Click image to enlarge.)

A brief write-up in the Proceedings of the Institute notes that the discussants included anthropologists Emil Torday, Thomas E. Smurthwaite and Ernest A. Parkyn. The well-known dealer in ‘ethnographic specimens’, William O. Oldman, was evidently also present. A letter survives in which Oldman compliments Thomas on his ‘exhaustive and instructive lecture’, and draws Thomas’s attention to ‘a type of doll I do not think you mentioned’: straw dolls of Korea. Oldman encloses a photograph of such a straw doll in his collection as well as a ‘twin doll’ from Gold Coast (Ghana). Perhaps Oldman hoped Thomas would be interested in buying them! (Thomas states in the questionnaire that he would be ‘glad to receive specimens, which should be carefully labelled with the name of the tribe, etc.’)

Top: Lantern slides with line drawings of African dolls, probably used to illustrate Northcote Thomas’s lecture at the RAI in 1907 (Cambridge University Library). Bottom: Thomas’s source for several of the line drawings was an illustrated article by Karl Weule entitled ‘Aus dem afrikanischen Kinderleben’, published in 1899 (http://rossarchive.library.yale.edu).

In addition to the questionnaire, Thomas had been conducting library and museum based research on dolls. Notebooks and record cards survive in the Cambridge University Library, which include sketches and notes on different examples in European collections. A number of lantern slides also survive with line drawings of dolls from the African continent. These are probably the very slides used to illustrate Thomas’s talk at the Royal Anthropological Institute in 1907. The original source for many of the line drawings is an article entitled ‘Aus dem afrikanischen Kinderleben’ (‘From the African child’s life’) by Karl Weule, assistant director at the Museum für Völkerkunde zu Leipzig, published in Westermann’s Jahrbuch der Illustrierte Deutschen Monatschefte in 1899.

While Thomas did not publish a substantive article on dolls, he was clearly still interested in the topic at the time of his 1909-10 survey in Southern Nigeria. During this tour he collected approximately 40 dolls, mainly in the northern Edo towns of Uzebba, Otuo, Sabongida, Agbede, Irrua and Fugar. Those collected in Agbede, in particular, share many formal characteristics, and some appear to have been produced by the same maker.

Dolls collected by Northcote Thomas in the northern Edo towns of Uzebba, Otuo, Sabongida, Agbede, Irrua and Fugar in 1909. (Museum of Archaeology and Anthropology, University of Cambridge.) (Click on image to enlarge.)

Thomas also took a number of photographs of children holding dolls. In one instance, a girl appears to be holding one of the dolls collected by Thomas. This is somewhat puzzling since Thomas records the doll in question as being acquired in Fugar, while the photograph was taken in Ikpe, on the outskirts of Auchi, which Thomas visited after Fugar. It is possible that Thomas set up the photograph, getting the girl to pose with a doll he had previously collected. Alternatively, he may have recorded the provenance of the doll incorrectly, acquiring it in Ikpe. This raises the broader question about how Thomas acquired the dolls. Did he obtain them directly from makers? Or was he purchasing them from households? If the latter, did he persuade parents to sell him their child’s doll? It seems especially cruel to think that he may have forced children to part with their beloved toys.

Left: Doll collected by Northcote Thomas in Fugar, present-day Edo State, Nigeria, in 1909 (NWT 2704A; MAA Z 12722A); Right: ‘Child and doll’, photographed by Northcote Thomas or one of his assistants in Ikpe, near Auchi, present-day Edo State, Nigeria (NWT 1122; RAI 400.18184). The girl holds the doll to her breast, perhaps mimicking her mother. The doll appears to be that pictured on the left, which Thomas records as being acquired in Fugar. It is not clear whether the provenance of the doll has been incorrectly recorded or whether Thomas set up the photograph, getting the child to pose with the doll he had previously collected. Note the child’s bead waist band, which a number of the dolls collected are also dressed with.

Despite assembling this remarkable collection of Nigerian dolls, Thomas did not include any discussion of them in his Anthropological Report on the Edo-speaking Peoples of Nigeria. This is not surprising since the reports were primarily intended to provide information of use to colonial administrators, and the study of dolls would have been regarded as a matter of purely academic interest. But neither have we been able to locate any unpublished fieldnotes relating to the dolls. It appears, therefore, that Thomas did not use the opportunity of his fieldwork to gather the kinds of information that he requested in his 1906 questionnaire. As with much of the material assembled during Thomas’s anthropological surveys, we have only fragmentary knowledge.

Left: Detail of beadwork adorning doll collected by Northcote Thomas in Agbede, present-day Edo State, Nigeria, in 1909 (NWT 2302; MAA Z 11738); Right: Young girl holding a similar doll to that pictured left, including bead headdress/hair decoration. Photographed by Northcote Thomas or one of his assistants in Agbede, present-day Edo State, Nigeria, in 1909 (NWT 965; RAI 400.17321).

We can, however, learn much by examining the collections and photographs themselves. The form of many of the dolls is highly abstract – some are barely more than sticks. Others, even though they may not have representations of arms or legs, have facial or body scarification marks similar to those worn by local people. Most striking is the correlation between the body ornamentation of the dolls and children photographed by Thomas, including hair beads, necklaces, waist bands and anklets. Some of the dolls are more representational in style, with arms, legs and more realistically carved facial features.

Detail images of a doll collected by Northcote Thomas in the Esan town of Irrua, present-day Edo State, Nigeria, in 1909. As well as the representations of scarification marks, note the beaded hair decoration, waist band, arm band and anklet. These body adornments can be seen in many photographs of children taken during the anthropological survey. Thomas gives the name ‘omorha’ for the waist band. (NWT 2501; MAA Z 12737)

In most cases Thomas uses the English word ‘doll’ to label these figures. Occasionally a local language word is used. Two of the dolls collected in Fugar are, for example, labelled ‘omo’, which means child in the Edo language. One of the dolls collected in Agbede is labelled ‘utomo’, while another collected in Uzebba is labelled ‘omowowo’ (both of these include the word fragment ‘omo’). One example collected in Irrua is labelled ‘agagaigboie’.

A series of photographs of an adolescent girl named Mogiake posing with a doll taken by Northcote Thomas or one of his assistants in Agbede, present-day Edo State, Nigeria, in 1909. (NWT 950a, 950, 950b; RAI 400.17301, 17300, 19718)

In the absence of more detailed contextual information, it is not always clear what distinguishes the figures Thomas labelled as dolls from other kinds of figures collected by Thomas. Some, particularly more representational and less abstract figures, are visually more of less indistinguishable from those Thomas labels as ‘ele’ or ‘olose’ figurines, or figures associated with shrines. Fascinating though this wonderful assemblage of Nigerian dolls is, we can only regret that Thomas did not also collect the kinds of information he sought to elicit from others in his 1906 ‘Questionnaire on Dolls’. How interesting it would have been to have answers to those questions: Were they fed? Did they suffer from illnesses? Do they die? Are they reincarnated? What names did they carry? Did they feel emotions? Who made them? Do they have magical properties? We shall perhaps never know.


Display of dolls collected by Northcote Thomas included in the [Re:]Entanglements: Colonial Collections in Decolonial Times exhibition at the Museum of Archaeology and Anthropology, University of Cambridge, June 2021-April 2022.

N. W. Thomas botanical collections

NorthcoteThomas Flora of Southern Nigeria Herbarium Specimens
Examples of laid herbarium specimens collected during N. W. Thomas’ anthropological surveys at the Royal Botanic Gardens, Kew. (RBG K000412375; K000489471; K000234313) (Click image to enlarge.)

Although the collecting of botanical specimens fell outside the remit of his anthropological surveys, Northcote Thomas devoted increasing energy to this pursuit during his tours in West Africa. Collections made during his final tour, in Sierra Leone, between 1914 and 1915, still constitute one of the most comprehensive reference collections of Sierra Leonean plant species in the world.

Like many aspects of his work as ‘Government Anthropologist’, collecting information about plants was not something Thomas was instructed to do by the colonial authorities, but was rather something he undertook on his own initiative. While his published reports make little mention of botany, Thomas was clearly very interested particularly in the medicinal uses of plants among the people he worked with.

Lists of medicinal plants used at Otua and Sabongida, North Edo. Excerpts from the object catalogue from Thomas’ 1909-10 anthropological survey of the Edo-speaking peoples of Nigeria. (MAA Doc.413) (Click image to enlarge.)

As far as we know, he did not collect actual samples of plants during his 1909-10 survey of Edo-speaking people of Nigeria. He did, however, make detailed notes on indigenous names of plants and their uses. Unfortunately, due to changes in pronunciation and the idiosyncrasies of Thomas’ phonetic transcriptions, it is not easy to identify species based on the vernacular names of plants written in Thomas’ notes. We were, however, able to identify ova, in Thomas’ list of medicinal plants in Otuo, North Edo, which is recorded as being used as a ‘strengthening medicine’ for babies. ‘The child’, Thomas explains, ‘is washed with it and drinks it for three months. Then the leaf is put in the girdle’. According to a 2017 article by Prof Idu MacDonald and colleagues at the University of Benin concerning ‘indigenous plants used by the Otuo tribe’, ova is identified as Alchornea cordifolia, which is widely used in traditional medicine throughout sub-Saharan Africa.

Thomas began collecting samples of plant specimens during his next tour, in 1910-11, in what was then the Awka District of Southern Nigeria – corresponding approximately to present-day Anambra State. Having assembled an initial collection of about 350 specimens from Awka and Agulu, Thomas sent these to the Royal Botanic Gardens, Kew, so that their scientific names could be determined. It appears that he intended to include these lists of vernacular name, scientific name and local uses in his reports on the Igbo-speaking peoples of Nigeria.

Northcote Thomas Olodi Gloriosa Superba
Left: Given his interest in West African botany, Thomas photographed very few plants in situ. He photographed this example of Gloriosa superba (English: flame lily; Igbo: olodi) against his photographic backdrop in vicinity of Agukwu Nri in 1911. (NWT 2826a; RAI 400.16241) Right: A more recent colour photograph of Gloriosa superba (http://www.plantsoftheworldonline.org).

In a letter of 11th May 1911 to David Prain (1857-1944), Director of the Royal Botanic Gardens, Thomas apologises for the poor quality of the specimens. ‘I fear most of them are in very bad condition’, he writes, ‘as I have been having four tornadoes a week for some time and mist round my tent till 10am every day, so that nothing can be kept dry.’ He also explains that he lacks the technical knowledge and equipment to preserve seeds in such conditions, and seeks advice and materials so that specimens can be kept in better order in the future.

Over the following months, Thomas sends further batches of specimens to Kew for identification. In one letter he notes that ‘the collections are largely made by my junior interpreter’. Alas, we do not know the name of this interpreter and, typical of colonial era scientific practice, the specimens are all recorded under Thomas’ name. Thomas did seek to have this interpreter employed to continue the work of collecting during the following dry season at a cost of £20, including carriers. Neither the colonial government of Southern Nigeria nor Kew was disposed to fund this. In a letter from Arthur W. Hill (1875-1941), Assistant Director at the Royal Botanic Gardens, an offer was, however, made to purchase specimens collected under Thomas’ supervision at ‘the usual rate of £2 per 100 specimens’ – so long as they were in good condition and properly labelled.

Left: Excerpt from ‘List of plants (in part) collected by Mr N. W. Thomas. Recd.1911-1912’ prepared by John Hutchinson, assistant Tropical Africa section, Royal Botanic Gardens, Kew. (RBG PDL Folio 205) Right: Excerpts from corresponding pages of plant catalogue, including vernacular (Igbo) names of specimens and their uses. (MAA Doc.416) (Click image to enlarge.)

At Kew, the actual work of identifying the scientific names of the plant specimens sent by Thomas was most likely undertaken by John Hutchinson (1884-1972), who was then assistant in the Tropical Africa section. In an internal memo attached to his determination list, Hutchinson notes that many of the specimens could not be identified due to the absence of flowers or fruits, which, in addition to leaves, are frequently necessary to determine species.

Prain conveyed Kew’s enthusiasm that Thomas should continue to send specimens during his subsequent tours and provided further guidance on botanical collecting practice. Templates were prepared for labels to encourage Thomas and his assistants to improve the quality of their documentation at the time of collection. These were adapted from a design included in a 1908 edition of Kew’s Bulletin of Miscellaneous Information, dedicated to ‘The Useful Plants of Nigeria’.

Northcote Thomas Flora of Southern Nigeria Herbarium Specimen Labels
Left: Page from the Royal Botanic Gardens, Kew Bulletin of Miscellaneous Information, Additional Series IX, The Useful Plants of Nigeria, 1908, providing guidance on botanical collecting and labelling. Centre: Correspondence between Kew and the Crown Agents for the Colonies regarding labels for Thomas’ botanical collections. Right: Examples of labels used by Thomas during his 1912-13 tour of Asaba District, Southern Nigeria. (Click image to enlarge)

Equipped with better knowledge about botanical collecting practices and materials, the specimens and associated information assembled during Thomas’ 1912-13 tour focusing on Igbo-speaking communities in the Asaba District (the north-east area of present-day Delta State) and 1914-15 tour of Sierra Leone were of much better quality. Thomas continued to send batches to Kew, where they were identified, mounted on cards and accessioned into its Herbarium – a vast reference collection of the world’s plant species.

Northcote Thomas Flora of Southern Nigeria 2343 Dioscorea
Left: Specimen of Dioscorea smilacifolia (Igbo: ikwolo ji oku) collected by Thomas or one of his assistants in Ezi, in present-day Delta State, Nigeria, on 10 February 1913 (RBG K001146076); Right Excerpt of corresponding page from Thomas’ list of specimens collected on his 1912-13 tour, including vernacular (Igbo) name and uses of specimens. Thomas notes that the root of Dioscorea smilacifolia is yam-like and is eaten at times of famine. (Click image to enlarge)

Despite gathering knowledge about West African plants and their uses on a more systematic basis, Thomas’ ambition to publish his findings on indigenous botanical knowledge seems not to have come to fruition. In April 1915, however, as Thomas’ anthropological survey of Sierra Leone drew to a close, the authorities at Kew suggested to Thomas that they collaborate on a definitive handbook on the Flora of Sierra Leone. Envisaged was a book that would appeal to a broader public rather than only botanical experts, and to include many illustrations by John Hutchinson that would make the volume ‘attractive and valuable’. A copy of Fawcett and Rendle’s Flora of Jamaica (1910) was sent to Thomas to give him an idea of what was proposed.

The letter, probably from David Prain, provides an indication of the significance of the collections assembled by Thomas and his assistants in Sierra Leone: ‘Thanks to your zeal and perseverance … I do not think there is anywhere so complete a collection representing the flora of Sierra Leone as there is now at Kew’. The letter continues: ‘We have had few collectors in Africa who have been so successful as you have been of late in Sierra Leone and I should be very sorry indeed if the opportunity of getting anything really good out of your efforts should be missed’.

While the possibility of the Flora of Sierra Leone was being deliberated, another Kew botanist – Keeper of the Herbarium, Dr Otto Stapf (1857-1933) – drafted a more modest contribution, which was incorporated into Thomas’ Anthropological Report on Sierra Leone (1916) as a ‘Note on the Botanical Features of Sierra Leone’. The Report also includes a glossary of 46 Temne plant names, with scientific determinations – this was a very modest list, given that Thomas documented some 10,654 specimens in his botanical field books from Sierra Leone.

Otto Stapf Note on the Botanical Features of Sierra Leone
Left: ‘Note on the Botanical Features of Sierra Leone’ by Otto Stapf published in N. W. Thomas Anthropological Report on Sierra Leone (1916). Right: Otto Stapf in 1924. (Click image to link to the article)

After the First World War, plans for the proposed Flora of Sierra Leone were superseded by a geographically more expansive initiative that was to become the Flora of West Tropical Africa, the first part of which was originally published in 1927 under the editorship of John Hutchinson and John McEwan Dalziel (1872-1948). Correspondence with Thomas from the 1920s survives in the Kew archives, showing that he was consulted from time to time on the Sierra Leonean material while the manuscript was being prepared. The Flora of West Tropical Africa has been revised periodically and remains a major reference work.

After his few intense years employed as Government Anthropologist, Thomas fell into professional obscurity. In the late 1920s he moved to a cottage in the Malvern Hills in Worcestershire. One of the last letters we have found, written by Thomas in August 1928 from his West Malvern address, is to Arthur Hill, who had taken over as Director of the Royal Botanic Gardens, Kew. He thanks Hill for sending him a copy of the newly published Flora of West Tropical Africa, but, in a manner typical of Thomas, then goes on to list typographical errors and misprints relating to his own contributions, including the misprinting of his own initials.

Despite the professional disappointments of his later life, Thomas continued to be interested in the medicinal properties of West African plants. In the early 1980s, the Canadian anthropologist Richard Slobodin (1915-2005) began research for a biography on Thomas. (He has previously written a biography of Thomas’ contemporary W. H. R. Rivers.) It is a project Slobodin did not complete, but one of the snippets of information he obtained from Thomas’ surviving daughter, Flora (1910-91), was that her father grew such medicinal plants in his garden.

Reconstructing Thomas’ Sierra Leone itineraries

As well as their value to botanical and pharmaceutical science, the plant collections assembled during Thomas’ anthropological surveys provide an important resource for assessing environmental change in Southern Nigeria and Sierra Leone. This is a project we hope to pursue with the Royal Botanic Gardens, Kew and colleagues in Nigeria and Sierra Leone in the future. In the meanwhile, it is through the high quality of the documentation of these botanical specimens that we have been able to reconstruct Thomas’ itineraries, particularly during his 1914-15 tour of Sierra Leone.

Northcote Thomas Flora of Sierra Leone specimen labels
Examples of botanical specimen labels used during Thomas’ 1914-15 tour of Sierra Leone. They provide details of the specimen number and vernacular name, but also place and date collected, allowing us to reconstruct Thomas’ journeys in Sierra Leone. Note the use of a rubber stamp with Thomas’ signature. (Click image to enlarge)
Northcote Thomas Sierra Leone itinerary 1914-15
In his botanical field books, Thomas listed the specimen number ranges collected in particular places, along with the dates they were collected. (Click image to enlarge)

Through the information on the specimen cards and field books, we have been able to correlate dates and locations, and thereby follow his journey. Furthermore, in preparation for the abandoned Flora of Sierra Leone project, Thomas was asked to provide a sketch-map identifying each of the locations from which the specimens were obtained. This allows us to be certain of locations in cases where the spelling of place names has changed or where there are multiple places with the same name.

Northcote Thomas Sierra Leone herbarium specimen map 1914-15
Thomas’ sketch map showing the locations in Sierra Leone at which herbarium specimens were collected, 1914-15. (RBG) (Click image to enlarge)

This was especially useful in the case of Thomas’ Sierra Leone tour, since his work was largely focused in northern and central Sierra Leone. We learn from the botanical specimens, however, that he spent the last three months of the tour travelling in Mende– and Sherbro-speaking areas of the south. It is likely that he travelled by rail to the southern towns of Bo and Kenema, and then proceeded by foot/hammock to Pujehun, Tomabum, Talia, Gbangbama, Victoria, Kanga, then back to the railway town of Mano, before ending his tour in Freetown at the beginning of April 1915. There are few photographs from this part of his journey, possibly because restrictions caused by the First World War meant that he was unable to obtain new glass plate negatives.

Collecting the world?

Preliminary work for a study of the archives and collections from Thomas’ anthropological surveys was undertaken by Roger Blench and Mark Alexander in the 1980s. While, like Slobodin’s biography, this initiative was not completed, Blench and Alexander began to document the whereabouts of the various collections, and this has been invaluable starting point for the work we have been pursuing in the [Re:]Entanglements project.

In an article published in The Nigerian Field entitled ‘The Work of N. W. Thomas as Government Anthropologist in Nigeria’ (1995), Blench reports that many of the specimens collected by Thomas (or, as we now know, his assistants) were no longer traceable at Kew. Blench states that many of the Thomas specimens were duplicates already in the collection and that they were exchanged with other herbaria around the world. ‘Apparently’, he writes, ‘no record was kept of the destinations of these specimens nor was a record kept of the information recorded on the cards. As a result, much of the data was effectively lost, and many of Thomas’s vernacular names can no longer be tied to specimens’.

Perhaps as a result of Blench’s inquiries, Kew botanist Humphrey Burkhill conducted a thorough survey of the Thomas specimens at Kew as compared with those listed in Thomas’ field books. In an internal memorandum he reported that only 55% of the Nigerian collections and 36% of the Sierra Leonean collections could be located. In response, Nigel Hepper, another specialist in African plants at Kew, argued somewhat defensively that the problem lay in Thomas’ lack of knowledge of botanical practice of collecting duplicates under the same number, so that the total of 11,415 specimens from Thomas’s surveys represented far fewer different species and included a great many duplicates. Hepper explained that it was indeed standard practice of herbaria to exchange duplicates, and that ‘if some with different vernaculars were distributed then that was the cost of dealing with such large numbers’.

It appears then that the sheer scale of the collections, resulting from Thomas’ remarkable ‘zeal and perseverance’, undermined their usefulness. The same can be said of other aspects of Thomas’ work and this partly accounts for why, despite the quantity of materials produced, Thomas’ anthropological surveys produced little knowledge that could be practically applied in colonial governance. Remarkable though they were, Thomas’ endeavours speak of the hubris of colonial science and its project of collecting and documenting the world; a project that was destined to fail.

Further reading

  • Blench, R. (1995) ‘The work of N. W. Thomas as Government Anthropologist in Nigeria’, The Nigerian Field 60: 20-28.
  • Fawcett, W. and Rendle, A. B. (1910) Flora of Jamaica. London: British Museum.
  • Hutchinson, J. and Dalziel, J. M. (1927-36) Flora of West Tropical Africa, 2 vols. London: Crown Agents for the Colonies.
  • MacDonald, I., Ovuakporie-Uvo, O. and Ima-Osagie, O. S. (2017) ‘Indigenous plants used by the Otuo tribe of Owan East Local Government Area, Edo State, Nigeria’, Journal of Medicinal Plants for Economic Development 1(1): 1-10.
  • Slobodin, R. (1997) W. H. R. Rivers: Pioneer Anthropologist, Psychiatrist of The Ghost Road, 2nd edition. Stroud: Sutton.

Many thanks to Kiri Ross-Jones, Archivist and Records Manager at the Royal Botanic Gardens, Kew, for her assistance while researching this article.

Esan carving traditions, Ubiaja

Detail of carved door panel, Ubiaja. Northcote Thomas, 1909.
Detail of carved wooden door panel, photographed by Northcote Thomas in Ubiaja, present-day Edo State, Nigeria, 1909.(NWT 1027; RAI 400.17422).

Northcote Thomas visited the Esan (or Ishan) towns of Agbede, Irrua and Ubiaja in August 1909. At the royal palace in Ubiaja, Thomas photographed some remarkable carved doors and house-posts. 71 years later, in 1980, the art historian Carol Ann Lorenz conducted research in Esanland as part of her PhD project Ishan Sculpture: Nigerian Art at a Crossroads of Culture (Columbia University, 1995). In this article, we revisit Lorenz’s unpublished notes about the Ubiaja carvings in the light of our own research as part of the [Re:]Entanglements project.

Carved houseposts, Obirrra's house, Ubiaja. Northcote Thomas, ,1909.
Detail of Northcote Thomas’s photograph of sculpted house-posts at ‘Obiria’s house’, Ubiaja palace, 1909 (NWT 1007; RAI 400.17390).

In 1980, Lorenz was able to document the remains of what she termed ‘figurated house-posts’ – or orẹ in the Esan language – in a number of towns, including 75 in Uromi, a short distance from Ubiaja. These sculptural posts supported the verandas of palaces and noble residences, providing a visual statement of the owner’s status and authority. At the time of Lorenz’s fieldwork, such posts were no longer made and those that survived were in a very poor state – some no more than mere stumps. Although the examples in Ubiaja were no longer in evidence, Lorenz noted the importance of Thomas’s photographs insofar as they provided a rare documentation of an assemblage of complete posts in situ.

Ubiaja palace complex

Lorenz was unable to find any oral traditions about the carvings in Ubiaja. She did, however, learn from the ruling Onojie (king) of Ubiaja, HRH Abumhenre Ebhojie II, that a fire had destroyed the palace in 1902. Evidently unaware that Thomas visited Ubiaja seven years later, in 1909, Lorenz made the incorrect assumption that he had photographed the palace sculptures prior to their destruction in the conflagration. It appears, rather, that the house-posts that Thomas photographed were part of a new palace, built after 1902, or of buildings that had not been affected by the fire. Indeed, we know from Thomas’s photograph register that he photographed at least two different buildings within the palace complex.

The palace, Ubiaja, Edo State, Nigeria
The Onojie’s new palace, Ubiaja, 2020. Photograph by Paul Basu.

When we visited Ubiaja as part of the [Re:]Entanglements project, a brand new palace had recently been constructed for the reigning Onojie, HRH Curtis Idedia Eidenojie. Adjacent to this impressive new concrete structure are various generations of earlier earthen-walled palace buildings, many in a ruinous state. It was not possible to say with certainty if any of these were the remains of the palace that Thomas photographed in 1909.

Ruins of old palace, Ubiaja, Edo State, Nigeria.
The ruins of earthen-walled buildings that formed a courtyard in the palace complex. Each new Onojie has built a new palace, and different generations of palace buildings sit alongside one another. It was not possible to ascertain if any of the ruins corresponded to the buildings Thomas photographed in 1909. The roof of the new palace can be seen rising above the ruins. Photograph by Paul Basu.

Thomas visited Ubiaja during the rule of Elabor, who reigned between 1876 and 1921. By 1909, however, Elabor was elderly and suffering from ill-health. In these circumstances, a power struggle existed between a senior member of the royal household, Prince Obiyan, and Elabor’s eldest son, Prince Ugbesia, over who should act as the Onojie’s regent. Thomas photographed Elabor alongside a man he labelled ‘Obiria’. During our fieldwork in Ubiaja, the name Obiria was not recognised and it was felt that this was an incorrect transcription of Ugbesia. Some of the doorposts photographed by Thomas and discussed by Lorenz are, according to Thomas’s photo register, from ‘Obiria’s house’.

King and Obirrra, Ubiaja. Northcote Thomas, 1909.
Left: ‘King and Obiria’. The figure on the left, ‘Obiria’, is thought to be the king’s son, Ugbesia. The figure on the right is the Onojie (king), Elabor. Photograph by Northcote Thomas, Ubiaja, 1909 (NWT 999, RAI 400.17389). Right: ‘King and Obiria’. Elabor and Obiria (probably Ugbesia) sitting in front of sculpted house-posts at the palace. Photograph by Northcote Thomas, Ubiaja, 1909 (NWT 1000, RAI 400.17391).

House-posts

Lorenz provided descriptions of each of the house-posts photographed by Thomas. Regarding the house-posts in the photograph above right (NWT 1000), the sculpture on the left depicts two kneeling figures, one above the other with a platform between them. Lorenz reported that this configuration was unique in her survey of Esan sculptures, although it was common in Yorubaland. The sculpture on the right depicts a figure carrying a fowl or bird on a head tray, possibly representing an intended sacrifice.

Carved houseposts, Ubiaja. Northcote Thomas, 1909
Left: ‘Figurine in court’. Sculpted house-post at palace, photographed by Northcote Thomas, Ubiaja, 1909 (NWT 1002; RAI 400.17393). Right: ‘Figurine’. Decorated plank and sculpted house-post at ‘Obiria’s house’, photographed by Northcote Thomas, Ubiaja, 1909 (NWT 1003; RAI 400.17394).

The house-post in the photograph above left (NWT 1002) is described as ‘depicting a female figure touching her breast with one hand and her full belly with the other. Her abdomen is decorated with incised patterns’. Lorenz described the house-posts in the photograph above right (NWT 1003) as ‘depicting a painted snake image on a plank post, and a three-dimensional trumpet blower’. While Lorenz identified all these sculptures as belonging simply to ‘the palace in Ubiaja’, those in the photograph above right (NWT 1003) can be identified in the photograph below, which Thomas’s labelled ‘Obiria’s house’. Although not the main palace, it is likely that this was located in the palace complex.

‘Obiria’s house’. Photograph of a high status house with sculpted posts supporting the veranda. During our fieldwork in Ubiaja, the name ‘Obiria’ was not recognized and it was thought that this was an erroneous transcription of the name ‘Ugbesia’, the son of the king, Elahor. Photograph by Northcote Thomas, Ubiaja, 1909 (NWT 1007; RAI 400.17390).

Lorenz described the sculptures in the photograph of what we now know to be ‘Obiria’s house’ (NWT 1007) as depicting (from left to right): ‘a naked male figure, a swordsman carrying a severed head, a warrior with a shield and spear, a man with a pith helmet, a trumpet player, and a seated king’. There is a strong formal consistency in the four central carvings (the swordsman, warrior, man in pith helmet and trumpet player), suggesting they were made together and were the work of a single artist or workshop. They also appear to be relatively recently carved, due to the lack of weathering or insect damage.

Although Lorenz did not comment on it, the post on extreme left of this photograph – that depicting ‘a naked male figure’ – is perhaps more interesting than it at first appears. Firstly, it has no head. Instead of a head, the post continues merely as a flat ‘plank’ to the roof joists. Could its head possibly be that held by the swordsman sculpted from the adjacent pillar? Secondly, the figure appears to be shackled around its neck and left leg to a pillar beside it. Pure speculation, but perhaps this figure represents the body of a vanquished enemy? Stripped, shackled and finally beheaded?

Although we cannot be absolutely sure that Obiria is the king’s son, Ugbesia, it is interesting to note that Ugbesia was known to be despotic and tyrannical. The Esan historian, Christopher Okojie, writes that with the decline in Elabor’s powers, ‘the light of the Ruling House of Ubiaja went out’ and was ‘replaced with darkness in which hatred, confusion, suspicion and bipartisan warfare’ reigned. As noted above, at the time of Thomas’s visit, there was conflict between Ugbesia and his competitor for the regentship, Prince Obinyan. This quarrel evidently split Eguare (the palace quarter) into two warring factions, which had a profound effect on the wider Ubiaja community. In 1914 Ugbesia was formally recognized as regent, but the following years were also spent embroiled in conflict until, in 1919, he died in ‘mysterious circumstances’, predeceasing his incapacitated father by two years.

King's wives bathing, Ubiaja. Northcote Thomas, 1909.
‘King’s wives bathing’. Courtyard at the palace in Ubiaja with carved house-posts. It is likely that this is the quarters of the king’s wives. Each wife would have a room accessed through the doors between the house-posts. When we were shown the ruins of later palace building, this same arrangement of wives’ rooms around a courtyard was pointed out. Photograph by Northcote Thomas, Ubiaja, 1909 (NWT 994a; RAI 400.17385).

In her notes on the above photograph of a palace courtyard (NWT 994a), Lorenz describes the house-post figures as depicting, from left to right, ‘a seated king, an ekpokin box bearer, an ujie group, two swordbearers, and a female figure nursing a child’. An ekpokin is a box used to carry gifts or tributes to the king. Ujie is music/dance genre in Esanland associated with royalty. According to Lorenz, these were common motifs in Esan sculpture.

Door panels

In addition to house-posts, Thomas photographed other sculptural forms in Ubiaja, including a number of carved doors and an agbala stool. The door carvings are quite distinct from the styles either of Benin or Igboland, of which Thomas photographed many examples. Lorenz argues that they are strongly influenced by Nupe door carving styles from the north, with discrete relief figures arranged in vertical rows. The Nupe had invaded the region to the north of Esanland earlier in the 19th century, and their influence extended to the Esan towns such as Irrua, Agbede and Ubiaja that Thomas visited. Unlike Nupe doors, however, the Esan examples include many representations of human figures, as well as the more typical representations of animals and inanimate objects.

Relief door carvings, photographed by Northcote Thomas at the palace in Ubiaja, 1909 (NWT 1025; RAI 400.17419 and NWT 1027; RAI 400.17422).

Lorenz interprets the figure at the top right of the photograph above left (NWT 1025) as being a male noble (okpia) holding a segmented ukhurhe staff. He is positioned above a female figure (okhuo), below whose feet a horizontal female figure lies. Lorenz observes that this door appears to have been repaired. The centre panel featuring a human figure, profile of a monkey and a lizard, has, she suggests, been carved in a different style to the two panels that flank it. She also observed that this and the left-hand panel were placed upside down when the door was reassembled. The larger male figure at bottom left should be at the top, holding the royal symbols of ada and eben aloft.

Thomas’s photograph above right (NWT 1027) features scenes of violence, which Lorenz argues is a common theme in Esan carving. At the bottom right is an equestrian figure (ohenakasi), depicted in profile, wielding a double-edged sword (agbada). The male figure at top left, interpreted by Lorenz as a warrior, carries a grid-like shield, known as asa in Benin. The shield was made of sticks or palm ribs, which, as Lorenz argues, ‘would not offer much physical defence’. They were, however, ‘fortified with protective medicine (ukhumun), which enabled it to repel or catch enemy weapons’. This door also features a leopard (bottom left, recognizable from its tail which arches over its back), a crocodile eating another animal (top right), and a ceremonial eben sword – all three emblems are associated with royalty.

Agbala stool

Lorenz devoted a whole chapter of her thesis to a discussion of a type of courtly furniture, the agbala or stool of office. Like other items of regalia, such stools illustrate both similarities and differences between Esan and Benin City, where the equivalent type of stool is known as agba. Lorenz argues that Esan elites ‘appear to have required a locally carved stool of office which was similar enough to the Benin agba to retain its association with prestige and authority, but divergent enough to be a distinctively Esan product’.

These stools were used exclusively by the Onojie or other hereditary chiefs on ceremonial and ritual occasions. Lorenz notes that it was particularly forbidden for the owner’s senior son and heir to sit upon them. The stools were kept in the ancestral shrine room and often served as a focus of offering to the ancestors. Thomas photographed one of these agbala stools in Ubiaja, and noted that they were equivalent to ukhurhe rattle-staffs, used to commemorate and honour the paternal ancestors.

Stool used for worship of father, Ubiaja and end of stool, Irua. Northcote Thomas.
Left: Agbala stool photographed by Northcote Thomas in Ubiaja in 1909 (NWT 1039; RAI 400.17436). Right: Side panel of agbala stool collected by Northcote Thomas in Irrua in 1909 (NWT 1-2564; MAA Z 12815).

Lorenz was able to locate nearly 30 examples of Esan agbala stools and identified three distinct styles. The example photographed by Thomas in Ubiaja is typical of what she terms the ‘ridged figural’ style, which feature highly-geometricized caryatid figures, carved in relief on the stretchers, often – as in this case – with arms upraised. The side panels also feature relief carvings, with a semi-circle cut away at the base to form two legs. Unfortunately, the design on the seat of the stool is not clear in the photograph.

Thomas did not photograph examples of wood carving in the other Esan towns he visited. He did, however, collect the side panel of another agbala stool in Irrua (see above right). This is an example of what Lorenz defines as an ‘openwork’ style, associated with the town of Uromi. Indeed, by comparing this panel with other complete stools, she argues that it was likely made in Uromi, even though it was collected in Irrua.

Esanland at a crossroads of culture

Through her analysis of Esan sculpture, including the examples documented by Northcote Thomas in Ubiaja in 1909, Lorenz’s main thesis was that Esan culture was essentially hybrid in nature. It was the mixture of Benin, Nupe, Yoruba and Igbo traditions that gave Esan art its unique character, as evidenced in these remarkable sculptural house-posts, carved doors and stools of office. Alas, these arts are no longer practised, and, due to the ephemeral nature of the materials, susceptible to decay and insect damage, and to collectors (Northcote Thomas included), very little of this sculpture has survived. We found not even a memory of it at the palace in Ubiaja.

Perhaps a new generation of contemporary Esan artists will one day discover Thomas’s photographs of these amazing sculptures and revive – or reinterpret – the tradition?

Further reading

  • Lorenz, C. A. 1995. Ishan Sculpture: Nigerian Art at a Crossroads of Culture, Unpublished PhD thesis, Columbia University.
  • Okojie, C. G. 1960. Ishan Native Laws and Customs (Yaba: Okwesa)
  • Ukpan, J. A. 2010. History and Culture of Ubiaja (Benin City: Obhio)

Traces of conflict in the archive

Men displaying fighting techniques, Awka. Photographed by Northcote Thomas in 1911.
Display of traditional fighting techniques, Awka, 1911. Photograph by Northcote Thomas. NWT 2135; MAA P.30533.

Working through the photographs, sound recordings, artefact collections and written accounts that constitute the archive of Northcote Thomas’s anthropological surveys in West Africa, the turbulence of the times in which these materials were assembled is not immediately apparent. Of course, it can be argued that the archive as whole is a trace of colonial violence. As the historian Nicholas Dirks reminds us, colonial conquest was the result not only of military force but was made possible and sustained through ‘cultural technologies of rule’. Regardless of whether they actually achieved their governmental objectives, Thomas’s surveys were certainly intended to contribute to the consolidation of British ‘indirect rule’ in what were then the Protectorates of Southern Nigeria and Sierra Leone.

It is perhaps indicative of the thoroughness with which local resistance to colonialization had been quashed that Thomas was able to travel around so freely over the six years of his surveys between 1909 and 1915. Thomas worked in the towns of Somorika, in 1909, and Agulu, in 1911, both a mere five years after they had been ‘pacified’ through British military operations; he travelled extensively in areas of Asaba District that, until two years previously, were centres of anti-colonial resistance in the Ekumeku wars; his research in Sierra Leone took place in locations that had seen violent conflict in the Hut Tax War of 1898; and he spent months working in Benin City, just 12 years after the infamous Punitive Expedition of 1897. Thomas did not, of course, travel alone – his entourage would have included porters and assistants, and we know from correspondence that, at least some of the time, he was accompanied by a member of the police force. There is just one photograph, from Thomas’s 1910-11 tour, in which a uniformed police officer can be seen – we don’t know whether he was ordinarily stationed at the location, or accompanied Thomas there.

A police officer caught in the background of a panoramic photograph taken during Northcote Thomas's 1910-11 tour of Awka District
A police officer caught in the background of a panoramic photograph made by Northcote Thomas during his 1910-11 tour of Awka District. Detail. MAA P.39412.

The years prior to the formal British colonisation of Nigeria and Sierra Leone were also turbulent. Conflict was ever present; often driven by competition for land, resources (including slaves) and control of trade routes. Much of this conflict was directly or indirectly connected to the Transatlantic trade in enslaved people and other commodities, but also resulted from antics of expansionist states in the interior (the incursions of Samori Toure’s Wassoulou Empire into northern Sierra Leone, for example, or Nupe raids into the north of present-day Edo State in Nigeria). Traces of these conflicts – sometimes mislabelled as ‘inter-tribal wars’ by the colonists – are more evident in the materials Thomas assembled during the anthropological surveys.

Fortified hilltop towns

The longue durée of conflict in pre-colonial Southern Nigeria and Sierra Leone is evident in the very location of many of the communities that Thomas visited. Town sites were often selected so as to make use of the natural features of the environment so that the community could be more easily defended against attack. This is most obvious in settlements in upland areas, for example those located in what were known at time of Thomas’s surveys as the Kukuruku Hills in the north of present-day Edo State, Nigeria, or in Koinadugu in north-eastern Sierra Leone. Many of the towns that Thomas visited and photographed in these areas occupied fortified hill-top locations. As a result of the ‘imposed peace’ that accompanied British colonisation, these settlements were subsequently abandoned and the towns moved to more accessible locations.

Oba Sule Idaiya pointing out the old site of Somorika, Edo State, Nigeria
HRH Oba Sule Iadiye, the Imah of Somorika, pointing out the original hill-top location of Somorika, Edo State, Nigeria. In a strenuous but very rewarding excursion, the Imah himself took us around the various quarters of the old town and we were able to identify many locations photographed by Thomas in 1909. Photograph by Paul Basu.
Chief Amadu Baio Conteh at Old Yagala, Sierra Leone
Section Chief Amadu Baio Conteh standing in the site of his old family home in the hill-top settlement of Old Yagala in Sierra Leone. Thomas visited the site when it was still inhabited in 1914. It was finally abandoned in 1954 and a new town created in a more accessible location at the bottom of the hill. Photograph by Paul Basu.

When we have brought Thomas’s photographs back to places such as Somorika, Okpe, Otuo and Afokpella in north Edo, or Yagala in Sierra Leone, community members are usually very interested to see what their old hilltop towns looked like when they were inhabited. In some cases, such as Yagala, the old towns were not abandoned until the 1950s and elderly members of the community have childhood memories of the places. Most community members, however, have known the old sites only in their abandoned state and through the many stories that are told about them. Many such stories relate to the heroism of warriors or the ingenuity of the community in repelling attack. The Imah of Somorika, HRH Oba Sule Iadiye, for example, regaled us with stories of the British attack on Somorika in 1904, which, while ending in defeat, is regarded as a moral victory.

In Yagala we were told the story of the famous warrior Suluku, from Bumban, who came with a war party, threatening attack. As they climbed one of the roads to the hilltop town, they came upon an old woman knitting. Suluku informed the woman that they had come to collect payment from Yagala. She gave him her knitting and said ‘Here it is, take it’. Suluku continued on his way to the town. Afterwards, he left by another route only to find the same old woman by the side of the road. He asked how she came to be there before them. ‘This is my place’, she answered, ‘I am not an invader like you’. Suluku thought that she had special powers and asked her for help. She agreed to help, but only in return for gifts. Suluku agreed, and said he would send his brother, Pompoli, from Bumban, with the gifts. Pompoli duly returned bearing the gifts and the old woman gave Suluku some of her magical powers. Incidentally, while Suluku died in 1906, Thomas photographed Pompoli when he visited Bumban in 1914.

Defensive structures

In the lower lying, forested areas of Awka District, which was the focus of Thomas’s 1910-11 tour, Thomas took several photographs of fortified watchtowers. They are known in Igbo as Uno-aja. None of Thomas’s fieldnotes survive from this tour and he did not publish anything about these structures, so we don’t know if he collected any information about them. Oral traditions about the towers survive, however.

Watchtowers, Awka, 1910-11. Photographed by Northcote Thomas.
Defensive watchtowers (uno-aja) photographed by Northcote Thomas in Awka, 1911. Left to right: NWT 1990 (MAA P.30422), NWT 2016 (MAA P.30442), NWT 2057 (MAA P.30480).

These towers were typically two or three storeys high and were accessed through a small doorway on an upper floor, reached by a ladder. They served as both a look-out tower and a refuge, particularly for women and children, when a settlement was under attack. Some were rectangular in plan, such as those in the photographs above, others circular, as in the example at Awgbu (see below).

Professor Anselem Ibeanu, currently head of the Department of Archaeology at University of Nigeria, Nsukka, did some research on these watchtowers in the 1980s. While the majority had long-since collapsed or been pulled down to make way for new buildings, he managed to locate a small number that had survived, even though in ruinous condition. One of these was called Okpala Obinagu in Awgbu, supposedly named after the founder of the community who erected it. The tower can be seen in the background of one of Thomas’s photographs of the obu (meeting house), probably of Chief Nwankwo of Awgbu, who Thomas also photographed.

Obu and watchtower, Awgbu, Nigeria. Photographed by Northcote Thomas, 1911.
Left: Northcote Thomas’s photograph of the obu and watchtower in Awgbu, 1911 (NWT 2340, RAI 400.15967). Right: drawn reconstruction of the watchtower in Awgbu based on oral history accounts collected by Professor Ibeanu (Ibeanu 1989: 28).

Professor Ibeanu was able to speak to the elderly great-grandson of the builder of the tower, and was able to draw a reconstruction of what it had once looked like based on the oral accounts. This matches Thomas’s photograph with surprising accuracy, particularly its construction from concentric mud courses, each of which was allowed to partially dry before the next course was added, and the small apertures for windows. Interestingly, in Thomas’s photo register, he captions the tower a ‘storehouse’, suggesting that it was repurposed once the threat of attack subsided.

Re-enactments of warfare

Thomas seems to have struggled to obtain information about the conduct of war – perhaps his informants didn’t want to give away military secrets to the colonialists! He did, however, photograph men in ‘war dress’ and witnessed demonstrations of ‘mock battles’.

Left: chief clothed in war dress, Sabongida, 1909; right: Ebisua dance, Fugar, 1909.
Left: Chief in war dress, photographed by Northcote Thomas in Sabongida, 1909 (NWT 883c, MAA P.28902). Right: Ebisua dance, photographed by Northcote Thomas in Fugar, 1909 (NWT 1058a, MAA P.29138).

There is a wonderful photograph taken in Sabongida in 1909 of a ‘chief’ (unfortunately Thomas doesn’t name him) posing with a magnificent dane gun and wearing war dress. The chief’s gown is covered in amulets, and the protection it offered was more magical than physical. Later the same year Thomas witnessed the annual Ebisua dance at Fugar. Community members in Fugar readily identified the photographs of this event when we visited. Ebisua is a war dance performed annually by the Uruamhinokhua age grade in honour of the war god Ituke. The men clothe themselves in their war dress for the dance, and, brandishing their weapons, reenact their valiant acts of the preceding year. It is an opportunity for the fighting men to show off their strength and military prowess. We were told that, in times of war, men would display the severed heads of enemies they had killed.

Warriors parading at a funeral while spectators look on, photographed by Northcote Thomas in Awka, 1911. (NWT 2118, RAI 400.16068.)

Thomas photographed another interesting event in Awka in 1911. According to the sparse notes accompanying the photographs, they were taken at a funeral of a man killed in war. (We do not know if this was a re-enactment staged for Thomas, or an actual funeral.) Before an assembled crowd, a group of warriors parade in their war dress, carrying swords and shields. In some of the photographs they appear to be staging a mock fight (see the photograph at the top of this article). Probably during this same event, Thomas made a wax cylinder phonograph recording of ‘Igbo war shouting’.

Wax cylinder phonograph recording of ‘Igbo war shouting’. Recorded by Northcote Thomas in Awka on February 2, 1911, perhaps at the same event that he photographed. (NWT 438, BL C51/2681)

Thomas also appears to have arranged for some of the participants in the funeral to pose for him to demonstrate traditional fighting techniques.

Demonstration of fighting techniques, Awka, 1911
Men demonstrating traditional fighting techniques and displaying war dress, photographed by Northcote Thomas in Awka, 1911. (Left: NWT 2132; MAA P.30531; Right: NWT 2127; MAA P.30528.)
Shields collected by Northcote Thomas in Southern Nigeria
Shields collected by Northcote Thomas similar to those in the photographs above. The example on the left was collected in Awgbu, present-day Anambra State, in 1911 (NWT 244, MAA Z 14099), the example on the right was collected in Okpe, present-day Edo State, in 1909 (NWT 1865, MAA Z 13191).

Memories of Okoli Ijoma

Not all traces of conflict are so legible in the archive; some traces only reveal themselves in the unexpected comments of community members in response to particular images. This was especially apparent in our fieldwork in the area around Awka, in present-day Anambra State, Nigeria. In virtually every town in which we conducted fieldwork, the archive photographs provoked stories of wars with the notorious Okoli Ijoma (‘Okoro Ijomah’ in the Aro dialect). Indeed, it was often because of the threat of attack from Okoli Ijoma and his mercenaries that towns formed alliances with the British, which resulted in a more insidious form of colonisation.

Okoli Ijoma was a powerful warlord from Umuchukwu in Ndikelionwu, a few miles to the south-east of Awka. Ndikelionwu had been founded in the eighteenth century as part of the expanding Aro empire. The Aro, with their homeland at Arochukwu in present-day Abia State, had established a major slave trading confederacy with a powerful military base, often supported by mercenaries. They settled throughout Igboland, forming alliances with some communities, while preying upon others. They are credited with introducing firearms into the region.

Uno Nko Nko with its large ikolo drum, Nibo
Left: Northcote Thomas’s photograph of the ikoro drum in the obu in Nibo, 1911 (NWT 3089a; RAI 400.16463). This would be sounded to warn the community of attack. Right: the ikoro drum today. (Photograph by George Agbo).

Conflict with Okoli Ijoma’s forces would have still been fresh in the memory of communities around Awka at the time of Thomas’s anthropological surveys, and the photographs he took of both people and places still bring to mind that dangerous time – even after 110 years. In Nibo, for example, we were told how the great ikolo drum would be sounded as an alarm of impending attack. It was a signal for the women and children to disperse to refuges, and for the men to gather in preparation for the fight. To save Nibo from further attack, Ezeike Nnama Orjiakor of Nibo formed an alliance with Okoli Ijoma, arranging for his younger sister to marry Okoli’s son, Nwene Ijomah. Nnama became a deputy in Okoli Ijoma’s court, but, later, as the threat of reprisals from the British mounted, he switched allegiance, while Okoli Ijoma fought on.

Divided allegiances. Left: Portait of ‘Obuana of Egwoba’, photographed by Northcote Thomas in Amansea in 1911. This was identified as Chief Nwaobuna, who is said to have protected Amansea from the attacks of Okoli Ijoma. (NWT 3452, RAI 400.20006.) Right: Portrait of Nwene of Amansea, 1911. He is said to have sold children into slavery. (NWT 3448, RAI 400.19999.)

In other towns, allegiances were similarly divided. In Amansea, for example, community members were able to identify a photograph of Chief Nwaobuana, a well-respected leader who later became a Warrant Chief. He is credited with curbing the excesses of Okoli Ijoma and defending the town from attack. Another man, Nwene, was also identified, however. Nwene was the ‘black sheep’ of the community, and was known to take stubborn children from their parents and sell them to the Aro traders. The era of Aro slave trading was brought to an end with the British attack on Arochukwu in 1901. Okoli Ijoma died in 1906.

Read more about Okoli Ijoma and the ‘Ada wars’ at the Ukpuru blog, which is also illustrated with photographs from the Northcote Thomas archives.

Pax Britannica?

The coming of the British must have been met with ambivalence. On the one hand, alliance with the Europeans offered protection from local aggressors. On the other hand, of course, this led to the imposition of British colonial rule and the transformation of culture and society. Thomas’s anthropological surveys were carried out during this transformative moment, when new freedoms of the ‘British Peace’ could be appreciated, while the loss of self-determination under colonial rule was perhaps not yet fully apparent.

Some of the stories recorded by Thomas speak powerfully of this time of change and are therefore important historical sources. When local community members in Okpekpe, in the north of present-day Edo State, helped us translate recordings Thomas made there in 1910, it was interesting to listen to their interpretations. One recording compared past and present, celebrating the fact that children could now wander about freely and the town was now safe. We were told this related to the British defeat of the Nupe in 1897, who had, it was explained, on the one hand, brought Islam to Okpekpe, and, on the other hand, captured its people and sold them into slavery.

Left: Children at Okpekpe, 1910. Note the high defensive walls and the cactus, which was planted in dense clumps around towns in the region as a further deterrent to attack. Photograph by Northcote Thomas (NWT 1582, RAI 400.18518). Right: Godwin Gejele and Abdulnur Anidu translating Northcote Thomas’s sound recordings made in Okpekpe. Photograph by Paul Basu.
Recording made in Okpekpe by Northcote Thomas in 1910, thought to be the speech of a town crier. (NWT 302, BL C51/302.)

Godwin Gejele, from Okpekpe, provided the following translation of the recording from the Ibie language:

Eyia bhe amho
We’re coming today

Imiegba ana mhia je, ukha la mhi ayo tse we namhe
I’m going to Imiegba. If you get over there, extend my greetings

Ukha lamhi Imiakebu tsa Adogah na mhe tse we khu namhe, vhe wegbe omo mose ali omo kposo
When you get to Imiakebu extend my greetings to Adogah. I really appreciate him. I pray that God will bless their male and female children

Eye bi na agbo nele ali ona uhiena ono gwuo so mhi ne. Omo ovhe lasa ne na now li vho, ogbo kho oshie yele asha kha sha
In the olden days or in the present, which one is the better to live in? We can see in the old days, a child is not allowed to go out anywhere. Now one can go everywhere. Everywhere is safe.

Oso mhi ni bo, omue mhe gbe
We’re grateful to the white man who had come to teach and taught us many things

When we discussed this recording, elders explained that the speech was delivered in the style of a town crier. This raises the question of whose message the speaker was communicating. Does the speech convey a genuine sense of gratitude to the ‘white man’ for removing the threat of Nupe slave raids, or is this propaganda dispatched from the new invaders?

Further reading

  • Cohn, B. S. 1996. Colonialism and its Forms of Knowledge. Princeton University Press. (Foreword by Nicholas Dirks)
  • Falola, T. 2009. Colonialism and Violence in Nigeria. Indiana University Press.
  • Ibeanu, A. M. 1989. ‘An Igbo Watch Tower (Uno-aja)’. Nyame Akuma, 31: 28-9.
  • Ohadike, D. C. 1991. The Ekumeku Movement. Ohio University Press.

Experiments in language

Northcote Thomas experiments in language

Linguistic research formed an important part of Northcote Thomas‘ anthropological surveys in Southern Nigeria and Sierra Leone. Prior to the early 20th century, most research into West African languages had been undertaken by Christian missionaries. In the context of the emerging colonial sciences, an understanding of local languages was not only useful in terms of communication with local populations, but it also served the project of mapping ‘tribal’ or ‘ethnic’ groups, their territories and their historical relation with one another.

The languages people speak and the tribal or ethnic group names they are given were often used interchangeably. In this respect, Thomas introduced a more nuanced distinction between language and ethnicity. The titles of his published reports therefore refer to the ‘Edo-speaking’ and ‘Igbo-speaking’ people of Southern Nigeria, rather than, for instance, ‘the Edo’ or ‘the Igbo’. Alas, this recognition that language and ethnicity are quite different entities was not reflected in the subtitle of his Sierra Leone report: ‘The Timne and Other Tribes’.

Northcote Thomas, Specimens of Languages from Southern Nigeria
Northcote Thomas’ own annotated copy of his Specimens of Languages from Southern Nigeria (1914). Cambridge University Library, Special Collections.

Collecting specimens of language

Methodologically, Thomas’s anthropological surveys in West Africa between 1909 and 1915 were defined by practices of collecting and documentation. Thus, he collected ‘specimens’ of language in much the same way as he collected ‘specimens’ of material culture or, indeed, specimens of local botanical species. The use of the term ‘specimen’ carries an implicit assertion about the ‘scientific’ status of the anthropological surveys and the knowledge they produced, with its connotations of objectivity, rigour and authority. (Qualities that can, of course, all be contested.)

Northcote Thomas linguistic tour, Edo dialects, ,1909-10
Pages from one of Northcote Thomas’s linguistic notebooks, comparing dialectical differences in Edo-speaking areas of Nigeria. SOAS Library, Special Collections. (Click image to enlarge.)

The process of collecting linguistic specimens included the compilation of word lists, phrases and stories. For this, Thomas enlisted the assistance of interpreters. Finding reliable interpreters was a considerable challenge and there is much correspondence on this issue in the Colonial Office archives, especially relating to Thomas’s initial tour as Government Anthropologist in 1909-10. We learn, for example, that Thomas regarded the first interpreter who had been assigned to him – a schoolteacher named Erumese – as ‘reckless and inaccurate’, while he was frustrated that his replacement – a Corporal Nimahan of the Police Force, who was ‘thoroughly competent’ – was obliged to return to his police duties after a period of four months.

Excerpt from Anthropological Report on the Edo-speaking Peoples of Nigeria, Part II: Linguistics, in which Thomas lists the names of the interpreters employed during his 1909-10 tour, including Erumese, Corporal Nimahan, Osidora, Ogbebo, James Smart, George, Oganna and Isuma.

Thomas named these interpreters and acknowledged the extent and importance of their contributions in his Edo report. Unfortunately, in his subsequent reports, individual assistants are not named, though there is no doubt that their contributions remained vital. The role of interpreters also went beyond providing linguistic assistance. In a letter sent in 1911, during his second tour in what was then Awka District, for instance, Thomas praised his ‘junior interpreter’, one Alfred Nwile, remarking that he has displayed ‘great intelligence and skill’ in collecting botanical specimens.

The actual ‘collecting’ of words, phrases and stories, whether by Thomas or his assistants, was done either through direct transcription into text or with the use of a wax cylinder phonograph recorder. In appendices to his Edo Report, Thomas provided guidance notes for colonial officials, including use of the phonograph in linguistic documentation, and advice regarding language transcription. He provided a list of 150 words and phrases for translation to allow for comparison across languages, as well as more detailed questions about language usage. These were effectively the same techniques that Thomas and his assistants used during the four anthropological surveys.

Northcote Thomas, linguistic notebook, Igbo dialects, 1910-13
Pages from one of Northcote Thomas’s linguistic notebooks, comparing differences in Igbo dialects. SOAS Library, Special Collections. (Click image to enlarge.)

Recordings and transcriptions

Thomas wrote up and published the results of the linguistic research from the surveys in various books and articles. These included volumes of his main anthropological reports dedicated to ‘linguistics’, ‘vocabularies’, ‘grammar’, ‘tones’ and ‘dictionaries’, as well as separate volumes entitled Specimens of Language from Southern Nigeria (1914) and Specimens of Language from Sierra Leone (1916), which comprise of pages of tables of words translated into different local languages and dialects. These works were distributed to members of the colonial service, as well as to university libraries. How many people actually read them at the time is unknown – one suspects not many!

Northcote Thomas, Anthropological Report on the Ibo-speaking Peoples, Proverbs, Narratives, Vocabularies and Grammar
Pages from Thomas’s Anthropological Report on the Ibo-speaking Peoples of Nigeria, Part III (1913), illustrating Thomas’s method of phonetic transcription and comparing dialect differences between Onitsha, Awka and Bende Igbo. (Click image to enlarge.)

Duplicates of the wax cylinder sound recordings were also made available at the Horniman Museum in South London and the Pitt Rivers Museum in Oxford for scholarly consultation. Again, these seem to have been little used. The recordings have now been digitized by the British Library and we have been working with these throughout the [Re:]Entanglements project. In particular, we have been taking the recordings back to the communities in which they were recorded over 110 years ago, and it has been wonderful to witness as people listen to the voices of their ancestors and reconnect with this aural heritage.

In many cases, Thomas published transcriptions of the audio recordings, and it is fascinating to reunite these sounds and texts.

Experimenting with tones

Edo, Igbo and Temne are all tonal languages, in which lexical or grammatical meaning is altered by the pitch contour in which words are spoken. Thomas’s anthropological surveys took place at a time when the science of phonetics was becoming established in universities in Europe. Thomas was a friend of the phonetician Daniel Jones, who ran the Experimental Phonetics Laboratory at University College London. Jones had developed a method for determining what he termed phonetic ‘intonation curves‘ using phonograph cylinder recordings. Jones and Thomas worked together applying this technique to document the tonal changes in the specimens of Igbo speech that Thomas and his assistants had recorded during his 1910-11 and 1912-13 tours. According to Jones’ biographers, Beverly Collins and Inger Mees (1999), this was a pioneering piece of research on tone languages.

Daniel Jones, experimental phonetics, UCL, 1918
Daniel Jones demonstrating the use of the kymograph, an instrument for recording air pressure variations during speech. Experimental Phonetics Laboratory, University College London.

Thomas wrote up the experiment in Part VI of his Anthropological Report on the Ibo-speaking Peoples of Nigeria, providing transcriptions with musical annotations for some of the recordings they worked with. The specimens of Igbo language they worked with include such memorable expressions as ‘Does the goat frighten the dancer?’, ‘He took an egg, cried for a cloth, passed the bridge’ and ‘He put his foot on her waist and caused a big palaver’!

Northcote Thomas, Tones in Ibo, 1914
Top: Pages from Thomas’s Anthropological Report on the Ibo-speaking Peoples of Nigeria, Part VI (1914), providing a tonal transcription of phrases recorded in Awka Igbo dialect. (Click image to enlarge.) Bottom: The original wax cylinder recording from which the transcription was made, NWT 505 ‘Spoken sentences in Igbo’, recorded 1911 (British Library C51/2785). Thomas’s voice can be heard between the Igbo phrases giving the translation in English.
Top: Pages an article entitled ‘Some Notes on the Tones of the Ibo Language of Nigeria‘ (originally published in 1914), providing a tonal transcription of vowel sounds recorded in the Asaba Igbo dialect. (Click image to enlarge.) Bottom: The original wax cylinder recording from which the transcription was made, NWT 627a ‘Asaba vowel sounds’, recorded 1913 (British Library C51/2975). After Thomas’ introductory ‘ident’, the voice pronouncing the words is probably that of one of Thomas’ assistants, who also provides the English translations.

Orthographic debates

In his guidance for colonial officers, Thomas wrote that ‘For the collection of Vocabularies or native texts, two things are essential, one is, a certain amount of training of the ear, the other is an adequate system of transcription’. With regard to this system of transcription, he added, ‘the cardinal principles are, that each sound should have a sign peculiar to itself and that each sign should represent one and only one sound’.

At the time of Thomas’s surveys, there were a number of competing phonetic alphabets in use. Thomas used a system based on modifications to Latin script through diacritical marks. This was based on a Standard Alphabet devised by Karl Richard Lepsius for ‘reducing unwritten languages and foreign graphic systems to a uniform orthography in European letters’, published in the 1860s and recommended for adoption by the Church Missionary Society.

Northcote Thomas linguistic orthography and diacritical marks
Excerpts from Appendix A of Thomas’s Anthropological Report on the Edo-speaking Peoples of Nigeria, Part I (1910), setting out the orthographic system that he uses for different speech sounds. Thomas explained in some detail how it should be used and modified. (Click image to enlarge.)

In a review of Thomas’s Anthropological Report on Sierra Leone published in the Times Literary Supplement published in 1916, the reviewer criticized Thomas’s use of ‘inverted vowels and coined accents’, which he found confusing and wondered if there were not a more simple system. This provoked a lengthy exchange in the letters pages of the TLS that lasted seven months, in which numerous authorities debated various issues concerning phonetic spelling.

In Nigeria, the Lepsius system was superseded, first, by the adoption of a ‘Practical Orthography of African Languages’, developed by the International Institute of African Languages and Cultures in the 1920s, and, subsequently – in the case of Igbo – by the Ọnwụ system in the 1960s. The Ọnwụ system consists of 28 consonants and 8 vowel sounds.

The Ọnwụ system of orthography widely used in Nigeria today, with equivalent sounds as represented in the International Phonetic Alphabet in square brackets.

N. W. Thomas, linguist?

As may be discerned in the discussion above, Thomas was as much a linguist as he was an anthropologist. In 1914, while he was working in Sierra Leone, he was asked to advise on the introduction of linguistics in the training of new Colonial Service staff. Candidates who passed the examination were entitled to salary supplement. In the National Archives in Sierra Leone we discovered a draft paper Thomas had prepared entitled ‘Elementary Sketch of Phonetics’, which was evidently intended as a introductory text for teaching purposes.

Northcote Thomas Elementary Sketch of Phonetics
Handwritten manuscript of Thomas’s ‘Elementary Sketch of Phonetics’ in a correspondence file concerned with language training for officers in the Colonial Service, probably drafted in 1914. The manuscript includes annotated excerpts from proofs of Daniel Jones’ An Outline of English Phonetics (1918). Sierra Leone National Archives. (Click image to enlarge.)

In the event, it appears that this text was not adopted, and George Noel-Armfield’s book, General Phonetics for Missionaries and Students of Languages (1915) was used alongside reprints of the linguistic appendix to Thomas’s earlier Edo report. The latter was used as a guide for candidates who were expected to collect specimens of language from the colonial territories in which they served.

Thomas’s career as a government anthropologist came to an abrupt end in 1915 at end of his Sierra Leonean tour. He did, however, continue to write articles on linguistic themes, including a broader survey of what were then called ‘Sudanic languages‘ (languages of the Sahel belt) published in the Bulletin of the newly established School of Oriental Studies in 1920, and an attempt at reconstructing historical population movements through linguistic analysis in a paper entitled ‘Who were the Manes?‘ published the same year in the Journal of the Royal African Society.

Thomas also taught African languages, as an occasional lecturer at the Imperial Institute in London’s South Kensington, as part of the Tropical African Services Course. Candidates were evidently required to collect and transcribe language samples, as evidenced in a letter we discovered from Llewellyn Travers Chubb, sent to Thomas in 1925 from Bende in present-day Abia State.

Travers Chubb letter to Northcote Thomas regarding Tropical African Service course, 1925
Letter from Llewellyn Travers Chubb to Northcote Thomas, 21 February 1925, from Bende, Owerri Province, referring to Thomas’s teaching on the Tropical African Services Course in the autumn of 1924, and enclosing his word list assignment. (Click image to enlarge.)

Nothing of significance?

What are we to make of all this endeavour today? More recent linguists have been quick to dismiss the value of Thomas’s work. Betram Okolo, a linguist based at the University of Benin, Nigeria, argues that ‘nothing of significance’ was written on Igbo linguistics between 1890 and 1930, and describes Thomas’ efforts as ‘grossly inadequate’ and ‘misleading’. However, his remark that Thomas’ work ‘represents one of the most idle performances offered to the public on the Igbo language’ seems somewhat unfair. Indeed, it seems Okolo was not aware that the records on which Thomas conducted his tonal experiments were also recorded by him and his assistants over six years of fieldwork using primitive equipment in challenging conditions, or just how pioneering were his attempts with Daniel Jones at documenting tonal languages using ‘scientific’ methods.

Excerpt from Betram Okolo article, The History of NIgerian Linguistics
Excerpt from Betram Okolo’s article ‘The History of Nigerian Linguistics: A Preliminary Survey‘, published in 1981, in which he dismisses Thomas’s linguistic research, perhaps without fully appreciating its vast scope or pioneering nature.

While we might contest the assertion that Thomas’s linguistic work was an ‘idle performance’, its entanglement in the colonial project cannot, of course, be denied. Joseph Errington argues that ‘Colonial linguistics needs to be framed … as a nexus of technology (literacy), reason, and faith and as a project of multiple conversion: of pagan to Christian, of speech to writing, and of the alien to the comprehensible’ (Errington 2001: 21).

Furthermore, as Judith Irvine has recently noted, ‘These early projects contributed to the shape of African linguistics as we inherit it today, and – as part of the colonial enterprise – they had effects on the lives of the African languages’ speakers’ (Irvine 2008: 324). This is perhaps most evident in the use of (modified) European scripts to render many of Nigeria’s and Sierra Leone’s languages, and in the use of English as their national languages, such that younger people especially are turning away from their local languages.

Revisiting Thomas’s linguistic research

As part of the [Re:]Entanglements project, we have been collaborating with colleagues in the Department of Linguistics and Nigerian Languages at the University of Nigeria, Nsukka. In a future article, linguists Gloria Tochukwu Okeke and Ogechukwu Miracle Uzoagba will report on their experimental research on dialect change, comparing Northcote Thomas’s historical sound recordings with recreations of the same texts by present-day speakers of the same dialect. Their fascinating work suggests that the value of Thomas’s recordings may lie in the future rather than in the past.

Dr Gloria Okeke of the Department of Linguistics and Nigerian Languages, University of Nigeria, introduces her work exploring sound changes in the Awka Igbo dialect using Northcote Thomas’s historical sound recordings.

Selected references

  • Collins, B. and I. M. Mees (1999) The Real Professor Higgins: The Life and Career of Daniel Jones. Berlin & New York.
  • Errington, J. (2001) ‘Colonial Linguistics’, Annual Review of Anthropology 30: 19-39.
  • Irvine, J. T. (2008) ‘Subjected Words: African Linguistics and the Colonial Encounter’, Language & Communication 28: 323-343.
  • Okolo, B. A. (1981) ‘The History of Nigerian Linguistics: A Preliminary Survey’, Kansas Working Papers in Linguistics 6: 99-125.